Customer Notices

July 7, 2011
Shinsei Bank, Limited

Beware of Investment Solicitations from Persons Posing as Employees of Shinsei Investment Management

Shinsei Bank has received inquiries from members of the public who have received solicitations from persons claiming to be employees of our subsidiary, Shinsei Investment Management Co., Ltd., regarding investment solicitations of unlisted stocks.

Shinsei Investment Management does not handle transactions involving the purchase and sale of unlisted stocks. Furthermore, these solicitations and the individuals making these solicitations have no relationship whatsoever to either Shinsei Investment Management or the Shinsei Bank Group.

Should you receive similar suspicious solicitations, please contact Shinsei Securities at the telephone number below:

Contact:
Shinsei Investment Management Co., Ltd,
Operation Division
Telephone: 03-6880-6421 (Japanese only)