Shares and Shareholders

Outline of Shinsei Bank Shares

Outline of Shinsei Bank Shares
Securities Code: 8303
Listed on: The First Section of the Tokyo Stock Exchange
Minimum trading unit 1,000 shares
Total number of outstanding shares issued (common shares)
(as of March 15, 2011):		 2,750,346,891 shares
Paid-in capital: 512,204,560,638yen
Preferential treatment for shareholders: Currently not available
Establishment date of the Bank: December 1, 1952
Listed on the Tokyo Stock Exchange on: February 19, 2004
Other Japanese or overseas exchanges on which shares are listed: Currently none
Office for share transfer administration: Stock Transfer Agency Department
Sumitomo Mitsui Trust Bank, Limited.
1-10, Nikkocho, Fuchu City, Tokyo, 183-8701
General enquiries on Shinsei Bank shares: Investor Administration Team,
Investor Relations & Corporate Communications Division, Shinsei Bank
Telephone: +81-3-6880-7000 (Operator)

Largest Shareholders (*1 *2)

ADR Information
E

What is an ADR?
American Depositary Receipts (ADRs) are negotiable certificates that represent ownership of shares of a non-U.S. corporation and are traded within the U.S.  As they are registered with the Securities and Exchange Commission as American securities, ADRs can be traded, settled and held in custody in the same manner as shares of American companies.

E

Shinsei Bank's ADRs
Alongside common shares of Shinsei Bank trading in the Japanese market, Shinsei Bank ADRs are traded in the over-the-counter market in the U.S. (depositary bank: The Bank of New York Mellon). Click here to visit The Bank of New York Mellon's ADR website to check the price of Shinsei Bank's ADRs and other information.

Key ADR Information
Ratio of ADRs to common shares: 1 ADR = 2 common shares
Exchange: Over the Counter (OTC)
Symbol: SKLKY
U.S. Security Code (CUSIP): 824631105
Type of ADR program: Sponsored Level I Program*
Depositary Bank: The Bank of New York Mellon
Depositary Receipts Division

101 Barclay Street, 22nd Floor, New York, N.Y. 10286 U.S.A.

(Tel) 1 (201) 680-6825
U.S. Toll Free: 888-269-2377 (888-BNY-ADRS)

(Fax) 1 (212) 571-3050/3051/3052

http://www.adrbnymellon.com
* 

In a sponsored ADR program, the company issuing the underlying stock enters into a deposit agreement with a specific depositary bank, which sets forth the rights and obligations of the issuer, depositary bank and investors before the ADRs are issued by the depositary bank. Unsponsored ADRs are created by depositary banks to meet market demand for a company's securities without concluding a deposit agreement with the corporation issuing the underlying stock.
* 

Sponsored ADRs are divided into four different levels - Level I, Level II, Level III and 144A - depending on whether the issuance or sale of new stock is involved , and the level of disclosure the company is obligated to provide. Under a Level I program, there is no issuance or sale of new stock.

Latest Revision: April 2, 2012

TOP