Basic Information on Shares

Outline of Shinsei Bank Shares

Securities Code 8303
Listed on The First Section of the Tokyo Stock Exchange
Minimum trading unit 100 shares
Total number of outstanding shares issued
(common shares)
(as of March 31, 2018)		 275,034,689 shares

Largest Shareholders

Information on Share Handling Operations

Fiscal Year Ends on March 31
Annual General Meeting of
Shareholders		 June
Record Date Dividend: March 31
Interim Dividend: September 30, if any interim dividend is paid
  • *Shareholders that hold shares three business days (in Japan)
    prior to the above recorded date are eligible to receive
    any dividend declared and payable.
Office for share transfer administration

TEL: +81 3 3323-7111

ADR Information

What is an ADR?

American Depositary Receipts (ADRs) are negotiable certificates that represent ownership of shares of a non-U.S. corporation and are traded within the U.S. As they are registered with the Securities and Exchange Commission as American securities, ADRs can be traded, settled and held in custody in the same manner as shares of American companies.

Shinsei Bank's ADRs

Alongside common shares of Shinsei Bank trading in the Japanese market, Shinsei Bank ADRs are traded in the over-the-counter market in the U.S. (depositary bank: The Bank of New York Mellon). Click here to visit The Bank of New York Mellon's ADR website to check the price of Shinsei Bank's ADRs and other information.

Key ADR Information

Ratio of ADRs to
common shares		 Five(5) ADRs = One(1) common share
Exchange Over the Counter (OTC)
Symbol SKLKY
U.S. Security Code (CUSIP) 824631105
Type of ADR program Sponsored Level I Program*
Depositary Bank

The Bank of New York Mellon
Depositary Receipts Division

101 Barclay Street, 22nd Floor, New York, N.Y. 10286 U.S.A.

(Tel) 1 (201) 680-6825
U.S. Toll Free: 888-269-2377 (888-BNY-ADRS)

(Fax) 1 (212) 571-3050/3051/3052
  • *In a sponsored ADR program, the company issuing the underlying stock enters into a deposit agreement with a specific depositary bank, which sets forth the rights and obligations of the issuer, depositary bank and investors before the ADRs are issued by the depositary bank. Unsponsored ADRs are created by depositary banks to meet market demand for a company's securities without concluding a deposit agreement with the corporation issuing the underlying stock.
  • *Sponsored ADRs are divided into four different levels - Level I, Level II, Level III and 144A - depending on whether the issuance or sale of new stock is involved, and the level of disclosure the company is obligated to provide. Under a Level I program, there is no issuance or sale of new stock.

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